Jonathan Taeuber and Quentin Preuvot discuss CASS 15 alignment across the organisation, with Martin Burn moderating.
Register to watch the recording.
Jonathan Taeuber, a CASS and regulatory operations specialist, joins payments specialist Quentin Preuvot for a panel discussion moderated by Equali founder Martin Burn.
Announced as “How to Ensure CASS 15 Alignment Throughout The Organisation”, the session focuses on applying CASS 15 requirements across a firm.
This session is relevant to people coordinating work between operations, finance and compliance. Organisational alignment is a different question from completing an individual check: it concerns how colleagues understand their responsibilities and work together. Listen with your own handoffs in mind, then use the discussion as a prompt for an internal conversation about ownership.
For a practical starting point, read our guide to reviewing safeguarding reconciliation evidence, with links to the FCA sources.
Gillian Boston and Martin Burn discuss CASS 15 readiness and safeguarding audit expectations, with Dwayne Gefferie moderating.
Gillian BostonHead of CASS
Martin BurnFounder & CEO
Dwayne GefferieModerator and payments strategist
Dennis Cheng joins Martin Burn to discuss external and internal safeguarding reconciliations, D+1 comparisons and non-standard reconciliations.
Dennis ChengCASS specialistMartin BurnFounder & CEOBring payment and settlement records together. Review differences and prepare accounting entries with the source detail in view.
