How to Embed CASS 15 Safeguarding Controls Throughout the Organisation
Operational blueprints for establishing cross-departmental safeguarding controls across finance, engineering, legal, and payment operations teams.
How to Embed CASS 15 Safeguarding Controls Throughout the Organisation
Operational blueprints for establishing cross-departmental safeguarding controls across finance, engineering, legal, and payment operations teams.
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About this session
Maintaining regulatory safeguarding audit readiness cannot rest solely on the shoulders of one compliance manager. It requires an orchestrated operating rhythm that spans payment integrations, accounting ledgers, and Treasury banking operations.
This practical session delivers concrete blueprints for establishing internal governance, defining break reason categories, and giving auditors transparent, tamper-evident audit trails at any moment.
What you'll learn
- Establishing clear accountability matrices (SMCR) for safeguarding across C-suite and operations.
- Designing automated exception handling pathways so breaks are resolved before D+1 submission deadlines.
- Best practices for managing external banking partner delays and processor settlement lag.
- Implementing continuous safeguarding controls rather than reactive audit preparation.
Featured Speakers
Martin Burn
Founder & CEO
Equali
Regulatory Advisory Panel
Compliance & Risk Specialists
Equali & Partner Network
Session Details
- Duration
- 40 min
- Category
- CASS 15 & Safeguarding
- Format
- On-Demand Recording
- Date Published
- 8 July 2026
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